Regulatory Reporting.
Generate regulatory reports from ABIS behavioral analysis for MiFID II, Dodd-Frank, and MAR compliance.
Financial regulations require surveillance and reporting of suspicious activity. ABIS provides behavioral evidence that supports regulatory compliance and enhances the quality of suspicious activity reports (SARs).
Key regulatory frameworks: MiFID II (EU market integrity), Dodd-Frank (US derivatives), MAR (EU market abuse). Each has specific surveillance and reporting requirements that ABIS can support.
ABIS integration with compliance workflows: automated alert generation for surveillance team review, evidence packaging for SAR filing, audit trail generation for regulatory examinations, and metrics reporting for compliance dashboards.
MiFID II
EU market integrity rules. Requires surveillance for market manipulation and best execution monitoring.
EU MARKETSDODD-FRANK
US derivatives regulation. Requires swap reporting, position limits, and manipulation surveillance.
US DERIVATIVESMAR
EU Market Abuse Regulation. Requires insider dealing and manipulation surveillance.
EU ABUSESAR FILING
Suspicious Activity Reports. ABIS provides behavioral evidence to support regulatory filings.
REPORTING